Submitted by: William Finley
THE FIRST RULE OF LAW (FREEDOM ) NATURAL LAW AND NATURAL RIGHTS
By James A. Donald
jamesd@echeque.com
jamesd@echeque.com
Natural
law and natural rights follow from the nature of man and the world. We
have the right to defend ourselves and our property, because of the kind
of animals that we are. True law derives from this right, not from the
arbitrary power of the omnipotent state.
Natural
law has objective, external existence. It follows from the ESS
(evolutionary stable strategy) for the use of force that is natural for
humans and similar animals. The ability to make moral judgments, the
capacity to know good and evil, has immediate evolutionary benefits:
just as the capacity to perceive three dimensionally tells me when I am
standing on the edge of a cliff, so the capacity to know good and evil
tells me if my companions are liable to cut my throat. It evolved in the
same way, for the same straightforward and uncomplicated reasons, as
our ability to throw rocks accurately.
Natural
law is not some far away and long ago golden age myth imagined by Locke
three hundred years ago, but a real and potent force in today’s world,
which still today forcibly constrains the lawless arrogance of
government officials, as it did in Dade county very recently.
The
opponents of natural rights often complain that the advocates of
natural rights are not logically consistent, because we continually
shift between inequivalent definitions of natural law. They gleefully
manufacture long lists of “logical contradictions”. Indeed, the
definitions we use are not logically equivalent, but because of the
nature of man and the nature of the world, they are substantially
equivalent in practice. These complaints by the opponents of natural
rights are trivial hair splitting, and pointless legalistic logic
chopping. It is easy to imagine in principle a world where these
definitions were not equivalent. If humans were intelligent bees, rather
than intelligent apes, these definitions would not be equivalent, and
the concept of natural law would be trivial or meaningless, but we are
what we are and the world is what it is, and these definitions, the
definitions of natural law, are equivalent, not by some proof of pure
reason, but by history, experience, economics, and observation.
In
this paper I have used several different definitions of natural law,
often without indicating which definition I was using, often without
knowing or caring which definition I was using. Among the definitions
that I use are:
The
medieval/legal definition: Natural law cannot be defined in the way
that positive law is defined, and to attempt to do so plays into the
hands of the enemies of freedom. Natural law is best defined by pointing
at particular examples, as a biologist defines a species by pointing at
a particular animal, a type specimen preserved in formalin. (This
definition is the most widely used, and is probably the most useful
definition for lawyers)
The historical state of nature definition: Natural law is that law which corresponds to a spontaneous order in the absence of a state and which is enforced, (in the absence of better methods), by individual unorganized violence, in particular the law that historically existed (in so far as any law existed) during the dark ages among the mingled barbarians that overran the Roman Empire.
The medieval / philosophical definition: Natural law is that law, which it is proper to uphold by unorganized individual violence, whether a state is present or absent, and for which, in the absence of orderly society, it is proper to punish violators by unorganized individual violence. Locke gives the example of Cain, in the absence of orderly society, and the example of a mugger, where the state exists, but is not present at the crime. Note Locke’s important distinction between the state and society. For example trial by jury originated in places and times where there was no state power, or where the state was violently hostile to due process and the rule of law but was too weak and distant to entirely suppress it.
The scientific/ sociobiological/ game theoretic/ evolutionary definition: Natural law is, or follows from, an ESS for the use of force: Conduct which violates natural law is conduct such that, if a man were to use individual unorganized violence to prevent such conduct, or, in the absence of orderly society, use individual unorganized violence to punish such conduct, then such violence would not indicate that the person using such violence, (violence in accord with natural law) is a danger to a reasonable man. This definition is equivalent to the definition that comes from the game theory of iterated three or more player non zero sum games, applied to evolutionary theory. The idea of law, of actions being lawful or unlawful, has the emotional significance that it does have, because this ESS for the use of force is part of our nature.
The historical state of nature definition: Natural law is that law which corresponds to a spontaneous order in the absence of a state and which is enforced, (in the absence of better methods), by individual unorganized violence, in particular the law that historically existed (in so far as any law existed) during the dark ages among the mingled barbarians that overran the Roman Empire.
The medieval / philosophical definition: Natural law is that law, which it is proper to uphold by unorganized individual violence, whether a state is present or absent, and for which, in the absence of orderly society, it is proper to punish violators by unorganized individual violence. Locke gives the example of Cain, in the absence of orderly society, and the example of a mugger, where the state exists, but is not present at the crime. Note Locke’s important distinction between the state and society. For example trial by jury originated in places and times where there was no state power, or where the state was violently hostile to due process and the rule of law but was too weak and distant to entirely suppress it.
The scientific/ sociobiological/ game theoretic/ evolutionary definition: Natural law is, or follows from, an ESS for the use of force: Conduct which violates natural law is conduct such that, if a man were to use individual unorganized violence to prevent such conduct, or, in the absence of orderly society, use individual unorganized violence to punish such conduct, then such violence would not indicate that the person using such violence, (violence in accord with natural law) is a danger to a reasonable man. This definition is equivalent to the definition that comes from the game theory of iterated three or more player non zero sum games, applied to evolutionary theory. The idea of law, of actions being lawful or unlawful, has the emotional significance that it does have, because this ESS for the use of force is part of our nature.
Utilitarian
and relativist philosophers demand that advocates of natural law
produce a definition of natural law that is independent of the nature of
man and the nature of the world. Since it is the very essence of
natural law to reason from the nature of man and the nature of the
world, to deduce “should” from “is”, we unsurprisingly fail to meet this
standard.
The
socialists attempted to remold human nature. Their failure is further
evidence that the nature of man is universal and unchanging. Man is a
rational animal, a social animal, a property owning animal, and a maker
of things. He is social in the way that wolves and penguins are social,
not social in the way that bees are social. The kind of society that is
right for bees, a totalitarian society, is not right for people. In the
language of sociobiology, humans are social, but not eusocial. Natural
law follows from the nature of men, from the kind of animal that we are.
We have the right to life, liberty and property, the right to defend
ourselves against those who would rob, enslave, or kill us, because of
the kind of animal that we are.
Law
derives from our right to defend ourselves and our property, not from
the power of the state. If law was merely whatever the state decreed,
then the concepts of the rule of law and of legitimacy could not have
the meaning that they plainly do have, the idea of actions being lawful
and unlawful would not have the emotional significance that it does
have. As Alkibiades argued, (Xenophon) if the Athenian assembly could
decree whatever law it chose, then such laws were “not law, but merely
force”. The Athenian assembly promptly proceeded to prove him right by
issuing decrees that were clearly unlawful, and with the passage of time
its decrees became more and more lawless.
The
Greeks could see that we could recognize actions as inherently lawful
or unlawful, without the need of the state to tell us. (They had lived
through some excellent examples of lawless states.) But how is it that
we know? They came out with an astonishingly modern answer, a line of
reasoning that we would now call sociobiological.
Aristotle
and others argued that each kind of animal has a mental nature that is
appropriate to its physical nature. All animals know or can discover
what they need to do in order to lead the life that they are physically
fitted to live. Thus humans are naturally capable of knowing how to live
together and do business with each other without killing each other.
Humans are capable of knowing natural law because, in a state of nature,
they need to be capable of knowing it.
This
theory was demonstrated rather successfully in the “Wild West”, which
history shows was not nearly as wild as many modern cities with strict
gun control. Beyond the reach of state power, property rights existed,
businesses functioned. (Kopel, 323 -373)
Modern
sociobiology uses the phrase “social animal” to mean what Aristotle
meant by “political animal” and what Thomas meant by “political and
social animal”. In modern terminology, ants and bees are “eusocial”
which means “truly social”. Humans, Apes, and wolves are “social”.
The
problem of “how do we know natural law” is no different from the other
problems of perception. The arguments used by those that seek to prove
that we cannot know natural law, therefore natural law does not exist,
are precisely the same as the arguments that we cannot know anything,
therefore nothing exists, and many notable philosophers, such as
Berkeley and Bertrand Russell, who started out arguing that natural law
does not exist ended up concluding exactly that – that nothing exists.
Philosophers
usually try to reason from reason alone, as is done in mathematics,
though it was long ago proven that this cannot be done, except in
mathematics, and perhaps not even there.
To
draw conclusions about the world one must look both without and within.
Like the chicken and the egg, observation requires theory and
observation leads to theory, theory requires observation and theory
leads to observation. This is the core of the scientific method, in so
far as the scientific method can be expressed in words.
Natural
law derives from the nature of man and the world, just as physical law
derives from the nature of space, time, and matter.
As
a result most people who are not philosophers or lawyers accept natural
law as the ultimate basis of all law and ethics, a view expressed most
forcibly in recent times at the Nuremberg trials. Philosophers, because
they often refuse to look at external facts, are unable to draw any
conclusions, and therefore usually come to the false conclusion that one
cannot reach objectively true conclusions about matters of morality and
law, mistaking self imposed ignorance for knowledge.
Although
many philosophers like to pretend that Newton created the law of
gravity, that Einstein created general relativity, this is obviously
foolish. Universal gravitation was discovered, not invented. It was
discovered in the same way a deer might suddenly recognize a tiger
partially concealed by bushes and the accidental play of sunlight. The
deer would not be able to explain in a rigorous fashion, starting from
the laws of optics and the probabilities of physical forms, how it
rigorously deduced the existence of the tiger from the two dimensional
projections on its retina, nonetheless the tiger was there, outside the
deer, in the objective external world whether or not the deer correctly
interpreted what it saw. The tiger was a discovery, not a creation, even
though neither we nor the deer could prove its existence by formal
logic. And proof of its concrete external existence is the fact that if
the deer failed to recognize the tiger, it would soon be eaten.
A
determined philosopher could obstinately argue that the perception of
the tiger was merely an interpretation of light and shadow (which is
true), that there is no unique three dimensional interpretation of a two
dimensional image (which is also true), and that everyone is entitled
to their own private and personal three dimensional interpretation
(which is false), and would no doubt continue to argue this until also
eaten. Something very similar to this happened to a number of
philosophers in Cambodia a few years ago.
History
History
Natural
law was discovered (not invented, not created, discovered) by the stoic
philosophers. This was the answer (not their answer, the answer) to the
logical problems raised by Socrates. The doctrines of the stoics were
demonstrated successfully by experiment, but political circumstances
(the Alexandrine empire and then the Roman empire) prevented a clear and
decisive experiment.
Frequently
politicians or revolutionaries use natural law theory, or some
competing theory to create institutions. Such cases provide a powerful
and direct test of theories. Advances in our understanding of natural
law have come primarily from such experiments, and from the very common
experience of the breakdown or forcible destruction of state imposed
order.
The
bloody and unsuccessful experiment of Socrates disciple, Critias,
showed that the rule of law, not men, was correct. This renewed the
question “What law, who’s law.” Not all laws are arbitrary, there must
be laws universally applicable, because of the universal nature of man.
Laws governing human affairs, or at least some of those laws, must
derive from some objective and external reality, not subject to the
arbitrary will of the ruler or the people. If this was not so, then it
would be impossible to make an unlawful law. Any law duly decreed by a
legitimate ruling body, such as the Athenian assembly, would necessarily
be lawful, yet history shows that this was obviously false. Some laws
are clearly unlawful. Proof by contradiction.
“There
is in fact a true law – namely, right reason – which is in accordance
with nature, applies to all men, and is unchangeable and eternal.”
(Cicero) Cicero successfully argued before a Roman court that one of the
laws of Rome was unlawful, being contrary to natural law, creating a
legal precedent that held throughout the western world for two thousand
years. Although it was frequently violated, it was rarely openly
rejected in the West until the twentieth century.
The
arguments and reasoning of the Stoics were generally accepted, but not
thoroughly put into practice and therefore not vigorously tested, for
over a thousand years.
A
philosopher can choose to disbelieve in Newton’s laws, but this will
not enable him to fly. He can disbelieve in natural law, but political
and social institutions built on false law will fail, just as a bridge
built on false physical law will fall, just as the deer that does not
notice the tiger gets eaten, just as the Marxist philosophers who
voluntarily returned to Cambodia to aid the revolution were for the most
part murdered or tortured to death by the revolutionaries. The most
extreme failure in recent times was the attempt of the Cambodian
government to increase the rice harvest by central direction of
irrigation, also known as “the Cambodian Autogenocide”.
During
the dark ages, the knowledge of natural law, like much other ancient
knowledge, was kept alive by the church. This knowledge proved very
useful. Hordes of armed refugees wandered this way and that, thus tribal
and customary law was often inadequate for resolving disputes.
Sometimes a king would rise up and impose his peoples customary law on
everyone around, but such kings came and went, and their laws and
institutions faded swiftly.
In
those days the church persistently and rightly claimed that natural law
was above customary law, and that customary law was above tribal law
and the law of the kings (fiat law). Natural law was taught in the great
Universities of Oxford, Salamanca, Prague, and Krakow, and in many
other places.
In
England the theory of natural law led to the Magna Carta, the Glorious
Revolution, the declaration of right, and the English Enlightenment. It
was the basis for the US revolution and the US bill of rights.
The
next major advance in our knowledge of natural law after the dark ages
came with the Dutch republic. The success of this experiment is almost
as illuminating as the failure of Critias. The failure of Critias showed
that the rule of law, not men was correct. The success of the Dutch
Republic showed that the medieval understanding of natural law was
sufficiently accurate.
The
long revolution by the Dutch against Spain obliterated or gravely
weakened those people and institutions responsible for enforcing
customary law and fiat law, and little was done to replace these
institutions for two generations. But it is everyone’s right and duty to
forcibly uphold natural law, thus in order to get a law enforced, or to
get away with enforcing it oneself, ones lawyer had to argue natural
law, rather than customary law. Thus the Netherlands came to be governed
predominantly by natural law, rather than by men or by customary law.
Society
ran itself smoothly. This showed that natural law was complete and
logically consistent. Of course since natural law is external and
objective it has to be complete and consistent, but our understanding of
natural law is necessarily incomplete and imperfect, so our
understanding of it might have been dangerously incomplete,
inconsistent, or plain wrong. The experience of the Dutch strongly
supports the belief that our understanding of natural law, the medieval
theory of natural law as interpreted by medieval lawyers, is fairly
close to the truth. If natural law was just something that somebody made
up out of their heads, it would not have worked. Internal
inconsistencies would have lead to conflicts that could not be resolved
within natural law, requiring the man on horseback to apply fiat law or
customary law to resolve them. Incompleteness would have lead to
unacceptable lawless behavior. None of this happened, powerful evidence
that natural law is not just something invented, but something external
and objective that we are able to perceive, like the tiger, like the law
of gravity.
For
a long time people advocated natural law merely because they thought
that if people pretended to believe it, it would lead to less bloodshed
and other desirable consequences, and no great effort had been applied
to the assumptions and methods of natural law theory. Now people started
to advocate natural law because they had convincing evidence that our
understanding of it was true. Thus came the English enlightenment, John
Locke and Adam Smith.
John
Locke made a major advance to our understanding of natural law, by
emphasizing the nature of man as a maker of things, and a property
owning animal. This leads to a more extensive concept of natural rights
than the previous discussions of natural law. From the right to self
defense comes the right to the rule of law, but from the right to
property comes a multitude of like rights, such as the right to privacy
“An Englishman’s home is his castle.” Further, Locke repeatedly, in
ringing words, reminded us that a ruler is legitimate so far as he
upholds the law.
A
ruler that violates natural law is illegitimate. He has no right to be
obeyed, his commands are mere force and coercion. Rulers who act
lawlessly, whose laws are unlawful, are mere criminals, and should be
dealt with in accordance with natural law, as applied in a state of
nature, in other words they and their servants should be killed as the
opportunity presents, like the dangerous animals that they are, the
common enemies of all mankind.
John
Locke’s writings were a call to arms, an assertion of the right and
duty to forcibly and violently remove illegitimate rulers and their
servants.
This
provided the moral and legal basis for many great revolutions, and many
governments. After the American revolution the North Americans were
governed more or less in accordance with natural law for one hundred and
thirty years.
John
Locke was writing for an audience that mostly understood what natural
law was, even those who disputed the existence and force of natural law
knew what he was talking about, and they made valid and relevant
criticisms. In the nineteenth century people started to forget what
natural law was, and today he is often criticized on grounds that are
irrelevant, foolish, and absurd.
Today
many people imagine that natural law is a code of words, like the code
of Hammurabi, or the twelve tables, written down somewhere, on the wall
of an ancient Greek temple, or some medieval vellum manuscript, perhaps
revealed by God or some divinely illuminated prophet. Then when they
find that no such words exist, no such prophets are recorded, they say
there is no such thing as natural law, because no one wrote down what it
was.
Natural
law is a method, not a code. One does not reason from words but from
facts. The nearest thing to a written code of natural law is the vast
body of natural law precedent. But a precedent only applies to similar
cases, and is thus rooted in the particular time and circumstances of
the particular case, whereas natural law is universal, applying to all
free men at all times and all places.
In
the middle ages the Medieval scholars defined natural law in a
deliberately circular fashion. There was “Ius Divinum”, “Ius Commune”,
and “Ius Naturale”. “Ius Divinum” means, more or less, the divinely
revealed will of God. “Ius Commune” means, more or less, the long
established customary law of nations, peoples, and states that are
generally regarded as reasonably civilized.
Note
that “Ius Naturale” does not derive from the customs of civilized
peoples. Instead it provides with a ground on which to judge which
peoples are civilized. It does not derive from the divinely revealed
will of God. It provides us with a ground to judge the plausibility of
claims of divine revelation concerning the will of God.
“Ius
Naturale” is the law applicable to men in a state of nature. It
precedes religions and kings both in time and in authority. “Ius
Naturale” does not derive directly from the will of God. As Hugo Grotius
pointed out in the early seventeenth century, even if there was no God,
or if God was unreasonable or evil, natural law would still have moral
force, and men would still spontaneously back it with physical force.
God could not create men as they are, and at the same time make natural
law other than what it is. A God that claimed to do that would be a mere
tyrant, unworthy of worship.
Natural
law derives from the method and approach then called natural
philosophy. For thousands of years advocates of natural law would start
with what is now the standard rationale for sociobiology, by pointing
out how the wolf and the deer each have natures and inclinations
appropriate for the kind of life they needed to live and to take proper
care of their offspring. Today, in the language used by modern
sociobiologists natural law is the ESS (Evolutionary Stable Strategy)
for the use of force, employed by our species and by like species,
applied by us by means of reason to problems and circumstances that
confront us today. In older language, it comes from the tree of
knowledge, which made us as gods.
Although
natural law is an integral part of Christianity, at least of the
Christianity of Thomas and Locke, Christianity is not an integral part
of natural law. If you went through Locke’s second treatise of Civil
Government and substituted the phrase “chance and necessity” for the
phrases “divine providence” and “judgment of heaven”, there would not be
any great change in the meaning or force of his argument.
Many
of the key themes of modern sociobiology first appeared in Locke’s
treatises on government, for example Second Treatise §79-81, First
Treatise §56-57. Some parts of the second treatise are often consciously
or unconsciously echoed on Public Broadcasting System nature and
science videos whenever they discuss the family lives and social
interactions of non human animals.
Locke
and the other Christian advocates of natural law believe that natural
law is in accordance with the will of God not because they claim a
divine revelation concerning the will of God, but because they believe
that the nature of man and the world reflects the will of God.
The
stoics and Grotius believed in a universe governed by chance and
necessity, with a God that created things, but refrained from subsequent
interference. Thomas and Locke believed in a universe that reflects the
continuing will of God. It makes little difference. The stoics and
Saint Thomas Aquinas started from the same facts and came to the same
conclusions from those facts. They merely used slightly different
language to describe their reasoning.
Throughout
most of our evolution, men have been in a state of nature, that is to
say. without government, hierarchically organized religion, or an
orderly and widely accepted means of resolving disputes. For the past
four or five million years the capacity to discern evil lurking in the
hearts of men has been an even more crucial survival capability than the
capacity to discern tigers lurking in shadows.
The
primary purpose of this capability was to guide us in who we should
associate with, (so as to avoid having our throats cut in our sleep),
who we should make alliance with (to avoid betrayal), who we should
trade with, (to avoid being cheated), who we should avoid, who we should
drive away, and who, to make ourselves safe, we should kill.
It
would frequently happen that one man would, for some reason good or
bad, use violence against another. When this happened those knowing of
this event needed to decide whether it indicated that the person using
force was brave and honorable, hence a potentially valuable ally, or
foolish and eager for trouble, hence someone to be avoided, or a
dangerous criminal, hence someone to be driven out or eliminated at the
first safe opportunity to do so. Such decisions had to be made from time
to time, and making them wrongly could be fatal, and often was fatal.
A
secondary purpose of this capability was to guide us in our own
conduct, to so conduct ourselves that others would be willing to
associate with us, ally with us, do deals with us, and would refrain
from driving us away or killing us.
Not
all things that are evil, or contrary to nature, are violations of
natural law. Violations of natural law are those evils that may rightly
be opposed by force, by individual unorganized violence.
The
Medievals took for granted that natural law was morally and legally
binding on freeholder, Emperor and Pope alike, and during the dark ages
and for a little time after, men often attempted to enforce natural law
against the Holy Roman Emperor, and these attempts were sometimes
successful. On one occasion the Holy Roman Emperor was briefly
imprisoned for debt by an ordinary butcher, locked up with the beef and
mutton, and held by the butcher until the bill was paid, and this action
was mostly accepted as lawful and proper, though such actions were
safer against some emperors than others.
The
definition of natural law that I have just given is similar to that
used in the middle ages, but this definition is not obviously
scientific. It fails to show that natural law is legitimately part of
science. To show that the study of natural law is part of science – part
of sociobiology, it is necessary to restate the definition in the same
value free, game theoretic, terminology that Reeve & Nonacs would
use to describe the social contract in wasps.
Here follows a definition of natural law in properly scientific terms, value free terms:
An
act is a violation of natural law if, were a man to commit such an act
in a state of nature, (that is to say, in the absence of an orderly and
widely accepted method of resolving disputes), a second man, knowing the
facts and being a reasonable man, would reasonably conclude that the
first man constituted a threat or danger to the second man, his family,
or his property, and if a third man, knowing the facts and being a
reasonable man, were to observe the second man getting rid of the first
man, the third man would not reasonably conclude that the second man
constituted a threat or danger to third man, his family, or his
property.
Note that in order to define natural law in a value neutral fashion we require three people, not two.
This
is well illustrated in the recent events in Dade county, Florida
(September – October 1992, three months before I wrote this), where
property holders gave other property holders guns in the well founded
expectation that those guns would be used to prevent, rather than to
facilitate, unlawful transfers of property. To define natural law in
Dade county you would need one looter or one corrupt official, and two
home owners. In value free language, one Dade county home owner and one
corrupt official is a property dispute. Two Dade county home owners and
one corrupt official is natural law in action. Two Dade county home
owners with nobody bothering them is spontaneous order, and of course
part of the definition of spontaneous order is that it is a stable order
that arises spontaneously from the action of natural law.
The
scientific definition is equivalent to the medieval definition because
of the nature of man and the nature of the world. The two definitions
are equivalent for our kind of animal, because if someone uses violence
properly, and reasonably, he does not show himself to be dangerous to a
reasonable man, but if someone uses violence improperly, he shows
himself to be a danger. This is obvious by direct intuition, and there
is also overwhelming historical evidence for this fact. For example
compare the American revolution with the Russian or Cambodian
revolution. The surviving American revolutionaries prospered. The
communist revolutionaries were soon executed by their new masters.
Almost everyone who played a significant role in the 1917 revolution was
executed or died from brutal mistreatment.
The
varying definitions of natural law are clearly consistent on the issue
of individual violence. On the topic of collective violence, the
questions of what are just grounds for making war, how may a just war be
conducted, and what may a just victor do with an unjust loser, the
various definitions of natural law often seem cloudy and contradictory.
There are two reasons for this apparent cloudiness. One is that there is
no natural definition of a collective entity, so it all depends on what
gives the collective entity its substance and cohesion, how the
individual is a participant in the acts of the collective entity. The
Nuremberg trials contain extensive discussions of this point. The other
reason is that there is a large difference between what the victor
should do and what the victor may lawfully do. The victor should be
magnanimous and lenient, as at Nuremberg, but may lawfully be strict and
harsh. On the questions that most commonly arise in practice, all the
different definitions of natural law give clear, consistent and
straightforward answers: The usual reason for war is that one group
defines another group as enemy, and then uses organized collective
violence to seize the property of the members of that group, and to
enslave or kill them. In such case it is open season on the aggressor
because they constitute a clear danger to their neighbors. In a just war
it lawful to napalm bomb enemy civilians in a defended city, though not
to intentionally target enemy civilians, unlawful to bombard an open
city, and unlawful to massacre prisoners under any circumstances, though
individual prisoners may be executed for broad reasons. It is sometimes
lawful to refuse to take prisoners, depending on the circumstances. The
contradictions usually evaporate when we ask the questions that we are
actually interested in, about the kind of situations that actually occur
in practice. Arguments about whether a given military action was in
accordance with the laws of war usually involve appeal to the facts, and
arguments about the intentions and capabilities of the combatants,
rather than appeal to differing concepts of the laws of war, indicating
that our uncertainty concerning the laws of war is less than other
sources of uncertainty.
When
we apply the value free theory of iterated non zero sum two player
games to the value free theory of evolution we get such value loaded
concepts as trust, honor, and vengeance (Barkow, Cosmides and Tooby). In
the same way, when we apply the value free theory of iterated three
player non zero sum games we get such value loaded concepts as natural
law.
Natural
law theory is a valid part of science, because any n person natural law
statement about values can be expressed as an explicitly scientific,
value free statement about rational self interest, evolution, and n + 1
player game theory. It is also a valid part of the study of law and
economics
In
many fields of academia, straying in the direction of consideration
natural law is apt to make your grants dry up, perhaps natural law
theory tends to delegitimize most grant giving authorities.
Those
academics who study sociobiology have been a little braver, perhaps
because those who work in the hard sciences are sometimes better at
looking after their own, or, as in the case of E.O. Wilson, they simply
did not realize they were poking a hornets nest. Also hard science
people sometimes seem to be tougher, more obstinate, stubborn, and
intransigent than fuzzies.
Hobbes Criticism of natural law
Hobbes Criticism of natural law
The
existence and force of natural law has been continually disputed by
those who claim that the state should exercise limitless power over
individuals.
Early
in the seventeenth century Thomas Hobbes argued that the nature of man
was not such that one could deduce natural law from it, or rather he
argued that the natural law so deduced placed no important limits on the
power of the ruler to do as he pleased, to remake society as he wished,
that social order was purely a creation of state power.
Hobbes
claimed that in a state of nature, it is a war of all against all, and
life is “poor, solitary, nasty, brutish, and short”. This of course is a
direct contradiction of the usual natural law argument that man is a
social animal, adapted by nature to live mostly peaceably with his
fellow men, and do business with them quietly.
Therefore,
Hobbes argued, the state is entitled to unlimited power, and right is
whatever the state, through its laws, says is right, and wrong whatever
the state says is wrong. An “unjust law” is a contradiction in terms
because the will of the state is itself the standard of justice, thus
the ruler can do no wrong. The ruler is answerable to God, but everyone
else is answerable only to the ruler.
Hobbes
saw rights as a creation of state power: Therefore, in order that we
might have more and better rights, state power should be as absolute and
total as possible. The state should pervade and dominate every
relationship in order to provide everyone with justice and rights, and
suppress any form of association that it does not create and control,
and the state should silence any criticism of its absolute power (so
that we might be more free).
“Another
infirmity of a Commonwealth is the immoderate greatness of a town,
[...] also the great number of corporations, which are as it were many
lesser Commonwealths in the bowels of a greater, like worms in the
entrails of a natural man. To which may be added, liberty of disputing
against absolute power by pretenders to political prudence; which though
bred for the most part in the lees of the people, yet animated by false
doctrines are perpetually meddling with the fundamental laws, to the
molestation of the Commonwealth, like the little worms which physicians
call ascarides.”
There
are some people who read Hobbes, like his reasoning, like some of his
conclusions, and discard the conclusions that the twentieth century has
shown to be catastrophic. This is inconsistent. If you agree with his
assumption that man is not a social animal, then his conclusion that the
institutions of a totalitarian state are necessary and desirable, are
necessary for people to be free, follows logically.
Hobbes
is often called the first atheistic political philosopher. This
statement is misleading. There were plenty of political philosophers
before Hobbes who had little use for religion, or were hostile towards
Christianity, and made little pretense of Christianity. Hobbes was, or
pretended to be, a conventional Christian. What made Hobbes different is
that he saw religion as a threat to the moral omnipotence of the state.
Hobbes argued that subjects of Leviathan should submit not merely their
actions but “their Wills, every one to his Will, and their Judgments to
his Judgment.” Hobbes’s Leviathan was to define the meaning of all
words, including, indeed especially, the meaning of the words good and
evil. Thus Hobbes’s state was to be God, and man could have no other
gods before the god of the state. What made Hobbes different is not that
he was cynical about Christianity (there were many political
philosophers before him more cynical than he) but that he was the first
in the sophist tradition to propose what Plato had proposed: to divert
religious impulses towards the state, as was eventually done on a large
scale during the twentieth century, most vigorously in Nazi Germany and
in the Communist countries.
Hobbes
claim that in the state of nature life is “solitary, poor, nasty,
brutish, and short” can be observed to be false. It is true that during
the dark ages, spontaneous order often failed, with bloody consequences,
but even a few examples of spontaneous order suffice to demonstrate the
existence and force of natural law, just as any number of non tigers
cannot disprove the existence of tigers, but two tigers are sufficient
to prove existence. In fact a state of nature is very rarely the war of
all against all, as Locke pointed out. Spontaneous order held much more
often than it failed. Natural law was the norm, both morally and in
practice. Of course was not effective all the time, but it was effective
often enough that its existence is an indisputable fact. Hobbes history
was simply wrong. He took the dramatic events of history, and ignored
the commonplace, and treated the dramatic events as the norm. In
addition, those dramatic and bloody breakdowns of order that did happen
during the dark ages were often the result of armies of refugees fleeing
the lawless and criminal activities of states.
Hobbes
also argued that even if men know what is just, they will not always do
what is just, and that this will often lead to war. This is of course
true, but that argument does not lead to the conclusion that men should
submit to absolute power. Quite the contrary. As Locke argued, and as
the twentieth century dramatically showed, inequality of power does not
lead to less use of unjust force, but to greater use of unjust force.
Human wickedness is an argument for liberty, not an argument for
absolute forms of government.
This
argument is no longer used by the modern successors of Hobbes. To
conclude for absolutism, it is necessary to argue, as Hobbes argued,
that men *cannot* know what is just use of force, and must be provided
with an arbitrary definition of justice by some authority possessing a
single will, as Hobbes argued. To argue for absolutism from human evil,
as both Hobbes and De Maistre also argued, is foolish, and these days
nobody makes that argument, regardless of their political persuasion.
If
the war of all against all occurs because men cannot know what use of
force is just, then indeed law is a creation of the state, as Hobbes
argued, and the state is above the law, as Hobbes argued, and social
cohesion derives from the will of the ruler, as Hobbes implied. But if
violent conflict occurs because of simple uncomplicated evil acts by
evil men, then his arguments are invalid, and the arguments of Bastiat
and Locke apply — law is collective self defense, thus the state must
govern under law, it is not the source of law. The state cannot justly
use force in ways that would be illegitimate for an individual in a
state of nature. Social cohesion derives from arrangements to ensure
that people apply retributive force justly and that the use of such
force can be seen to be just, what nineteenth century people called “due
process and the rule of law&”. Social cohesion does not derive from
a single central will, contrary to Hobbes arguments and assumptions.
The right to bear arms
The right to bear arms
During
the seventeenth and eighteenth centuries natural law was accepted in
men’s heads and in courts of law, as it always has been accepted in
men’s hearts. The advocates of absolutism were defeated, first
intellectually, then politically, and then by force of arms. Kings who
claimed to rule by divine right were killed or forced to flee.
The
Glorious Revolution of 1688 guaranteed an Englishman’s right to bear
arms (a right now lost), and more importantly, prohibited the state from
using what we would now call a police force. The people were armed,
state was unarmed. Individuals, not the state or the mob, applied lawful
force when needed. This worked well, disproving the doctrine of
monopoly of force, which derives from the absolutists, notably Hobbes.
In
the medieval period the state had never had a large role in maintaining
order. Often it was a source of disorder. The Glorious Revolution
eliminated its role in enforcement for about two hundred years, while
legitimizing its role in judgment.
In
a society where there is pluralistic use of force, there needs to be
respect for natural law, and natural rights, in order to avoid strife
and civil war. Similarly a belief in natural rights tends to result in
pluralistic use of force, because people obviously have the right to
defend their rights, whereas disbelief in natural rights tends to lead
to an absolute monopoly of force to ensure that the state will have the
necessary power to crush peoples rights and to sacrifice individuals,
groups, and categories of people for the greater good. Conversely a
monopoly of force leads to the denial of natural rights (by making it
safe and profitable to disregard natural rights) and the disregard of
natural rights necessitates a monopoly of force to avoid frequent
violent conflict.
For
a society where there is plurality of force to work peaceably and well,
there needs to be both respect for natural rights and also a
substantial number of people with a strong vested interest in the rule
of law.
A
yeoman was the lowest rank of landowner, one who worked his own land or
his families land, in modern terminology a peasant farmer. A villain
was a sharecropper, a farmer with no land of his own, semi free, more
free than a serf, though not directly equivalent to the modern free
laborer. Naturally yeomen had a strong vested interest in the rule of
law, for they had much to lose and little to gain from the breakdown in
the rule of law. Villains had little to gain, but less to lose. People
acted in accordance with their interests, and so the word yeoman came to
mean a man who uses force in a brave and honorable manner, in
accordance with his duty and the law, and villain came to mean a man who
uses force lawlessly, to rob and destroy.
In
practice free societies only arose where there was no monopoly of
force, the most notable and important examples being seventeenth century
England and eighteenth century North America. England, in the late
seventeenth and early eighteenth centuries, exemplified the medieval
ideal of liberty under law, and Kingly rule under law. In the English
speaking world, government started to display disregard for natural
rights about fifty years after they introduced a police force, about the
time that people took power who had grown up in a state where police
enforced the law
The
best present day example of a society with strong social controls and
weak government controls, a society with plurality of force, is
Switzerland. (Kopel, p278- 302) In peacetime the Swiss army has no
generals, no central command. Everyone is his own policeman. By no
coincidence Switzerland is also the best modern example of the right to
bear arms. Almost every house in Switzerland contains one or more
automatic weapons, the kind of guns that the American federal government
calls “assault rifles with cop killer bullets”. Switzerland has strict
gun controls to keep guns out of the hands of children, lunatics and
criminals, but every law abiding adult can buy any kind of weapon.
Almost every adult male owns at least one gun, and most have more than
one, because of social pressures and the expectation that a respectable
middle class male citizen should be well armed and skillful in the use
of arms. It is also no coincidence that respect for property rights in
Switzerland is amongst the highest in the world, possibly the highest in
the world. Switzerland also has lower tax levels than any other
industrialized country.
Today
the state is losing cohesion and its ability and willingness to
maintain order and enforce the law is visibly diminishing. We can once
again expect to see armed conflict between the modern equivalent of
villains and yeomen. Indeed we are already seeing it. The recent L.A.
riots (April 1992, eight months ago as I write this) are often described
as a race riot, and to some extent they were. Yet there was as much
violence by unpropertied Mexicans attacking Mexicans possessing small
businesses, as there was violence by unpropertied blacks attacking
Koreans possessing small businesses. Black shop owners had their shops
looted and burnt by blacks in the same way as Korean shop owners had
their shops looted and burnt by blacks. This was an attack by villains
on yeomen, caused by the flight of the police, and only partially a
black versus Korean race riot.
Civil Society and the State
Civil Society and the State
Plainly,
some kinds of society are more natural than others. When the state
attempts to impose an unnatural form of society, it requires a large
amount of coercive violence to impose this form, and the state
undermines its own cohesion in the process.
At
the time that Locke wrote, natural law was about to become customary
law, because the state was disarmed and the people armed. For the most
part the common law of Locke’s time was already consistent with natural
law, but on some matters judges had to perform contortions to render the
form of common law consistent with the substance of natural law. Much
common law came from Roman law, and the law of the late roman empire was
often quite contrary to natural law. Freedom of association is a right
under natural law, a crime under Roman law. Under the law of the roman
empire any association not compulsory was forbidden. In order to avoid
repudiating roman law without violating natural law, the English courts
had to perform elaborate contortions, and today the 59th sole
prerogative of the holy roman emperor still lives on in America, in the
form of the concession theory, which holds that a corporation is a part
of the state, a portion of state power in private hands. This bizarre
and convoluted legal fiction is highly inconvenient for businessmen,
vastly lucrative for lawyers, and is a dangerously potent weapon in the
hands of irresponsible bureaucrats and lawless judges.
Under
the code of Justinian a corporation is a fictitious person created by
the fiat of the holy roman emperor. Under natural law a trust is created
by the promises that the officers of the trust make to it. (In the
Latin of the early dark age “trustis” meant “band of comrades”.)
Hobbes
argued that what we would now call civil society was nonexistent, or
should not exist, or existed only by the fiat of the state. He argued
that voluntary and private associations should be suppressed, as a
threat to the power of the state, and hence a threat to order, or should
only exist as part of the apparatus of the state.
Locke
argued that the legitimate authority of the state was granted to it by
civil society, that the state existed by the power of civil society,
that this was its source of power morally and in actual fact.
Until
the twentieth century Locke’s position was widely accepted as self
evident. When the state was unarmed and the people armed, as in
eighteenth century England and America, it was indeed self evident.
During the nineteenth century the utilitarians and the absolutists
argued that the state derived its power from its capacity for large
scale force, and only that, and that in order to impose the greater good
on reluctant groups and individuals the state should have a total and
absolute monopoly of all force. They therefore argued that the power and
authority of the state came from force alone, and should come from
force alone, that the state did not derive its substance from the civil
society, that what appeared to be private and voluntary associations in
reality derived their cohesion from the power of the state, and
therefore the state could and should remake them as it willed, that
contracts derived their power from the coercion of the state, not from
the honor of the parties to the contract, and therefore the state could
decide what contracts were permissible, and had the power and the right
to remake and change existing contracts.
In
the twentieth century this view came to widely accepted. People came to
believe that civil society only existed by fiat of the state, that the
state existed because its army and police were armed, and the people
were unarmed, that the state existed by force. Even people who loved
freedom, such as Hayek, reluctantly accepted this idea as true.
During
decolonization the U.N. created governments in accordance with this
false idea, the idea that all a state required to exist was firepower
superior to that of private citizens, and that with superior firepower
it could create a civil society, if needed, by fiat. The newly created
governments attempted to remake or eliminate civil society in accordance
with this false idea.
As
a result of this false idea, in the third world and in the former
soviet empire, a number of governments have collapsed or are close to
collapse. Leviathan derives his cohesion from civil society, Without a
strong civil society the police, the army, the bureaucracy and the
judiciary tend to dissolve into a mob of individual thieves and
hoodlums, each grabbing whatever he can, and destroying whatever he
cannot. It is civil society that holds the state together. The state
does not hold civil society together. Civil society is not a creation of
the state. The state is a creation of civil society.
Locke
has been proven right, Hobbes proven wrong, by an experiment much
vaster and bloodier than that of Critias, but equally clear and
decisive.
Many
states have attempted to use something other than the civil society to
provide the glue that hold them together, to provide them with the
cohesion they need. Some have succeeded for a time, usually by using
religion or the personal charisma of the leader in place of civil
society. Those rulers that succeeded in using these substitutes put very
great effort into their substitutes, showing that they were conscious
of the weakness of their building materials, and, more importantly,
showing that they were conscious that the state cannot hold itself
together. It must be held together by something external to itself. It
cannot give order to the rest of society, it must be given order by
something outside itself.
Rulers
that use something other than civil society to provide cohesion for
their states are in practice a danger to their neighbors, and an even
greater danger to their subjects. For this reason civil society is the
only legitimate material from which a state may be made. A state based
on something else is illegitimate. The neighbors of such states rightly
and reasonably regard themselves as threatened, and so they should seek,
and for the most part they have sought, to undermine, subvert, corrupt,
and destroy such states, and to assassinate their rulers. History has
shown that not only was Locke correct factually, he was also correct
morally. Not only are states normally based on civil society, they
should based on civil society.
The
Soviet Union used the religion of communism to give their state
cohesion, while the state obliterated civil society and physically
exterminated the kulaks (the Russian equivalent of the English yeoman).
When the rulers had faith, they were a danger to their neighbors. When
they lost their faith their empire eventually fell, and their statist
society is collapsing as I write, showing that democracy without
economic liberty is worthless and unworkable, whilst Chile, Taiwan, and
Thailand show that economic liberty eventually leads to all other
liberties, because most natural rights are derived from the right to
property. A civil society can only exist if there is a reasonable degree
of economic freedom, if property rights are respected.
Modern opposition to natural law and natural rights.
Modern opposition to natural law and natural rights.
During
the nineteenth century the advocates of limitless state power made a
comeback with new rhetoric, (the utilitarians) or the same old rhetoric
dressed in new clothes), and in the twentieth century they were
politically successful, but militarily unsuccessful.
The
absolutists keep adopting new names as each old name starts to stink,
but in the nineteenth century, the time when they were intellectually
most successful, they mostly called themselves romantics, identifying
themselves with the then fashionable artistic and cultural movement,
although most of the political “romantics” were no more talented at
poetry or painting than Hitler was, and most of the real romantics were
not political absolutists, far from it. When the fascists came to power
these totally disappeared, mostly calling themselves relativists. The
name relativist failed to shake the stink of the gas ovens where the
Jews were exterminated, and they are changing it yet again. Since the
extermination camps set up again, in what used to be Yugoslavia,
relativists have almost disappeared. Soon there will be few relativists,
they will all be Post Modernists, or some such.
The
absolutists argue that because people have different conceptions of
what counts as right and wrong. they need a supreme power to forcibly
define justice, and without that definition they wind up in conflict.
It
logically follows from this that since people tend to create and impose
a concept of justice and right by interacting with each other and by
forming the associations that constitute civil society, then all of
civil society must be subordinated to the ruler, so that his arbitrary
and absolute definition of justice shall suppress all others.
By
this reasoning every decision where we judge others and act accordingly
must be made under the supervision of the state, which means that every
aspect of civil society must subordinated to power of the state.
(Absolutists phrase it differently, saying that every aspect of society
must be provided with a common arbitrary definition of justice by the
state, mere men being incapable of knowing the difference)
Hobbes
concept of inalienable rights and the fascists concept of natural law
is just as logical as the usual concepts of inalienable rights and
natural law, indeed more logical. We cannot decide between these two
different conceptions of natural law by pure reason, but we can easily
decide by appeal to facts.
If
disagreement on the nature of good is a common cause of violent
conflict, then the absolutists are correct. If violent conflict is
almost always a result of ordinary everyday uncomplicated, easily
recognizable evil, then natural law is correct.
As
Locke pointed out in his essay on toleration, holy wars are not about
the true path to salvation, they are just like any other war. A group
defines another as enemy, and uses organized violence to steal their
land and gold. Their cause is not differing conceptions of the good, but
simple uncomplicated evil. Saint Thomas Aquinas pointed out the same
thing four hundred years before Locke, though he expressed himself more
diplomatically
Disagreement
on the nature of the good is only a problem with minor and unimportant
matters, not worth fighting over, and when the state is absent or weak,
precedent on such matters swiftly becomes customary law. For example on
the American frontier conflict consisted of mostly of fair fights
conducted more or less in accordance with the code duello, and the rest
was mostly straightforward uncomplicated ordinary everyday evil, simple
crime, no deep philosophizing required.
The
Lex Mercatoria, the customary law governing trade between different
jurisdictions, shows that people have from diverse cultures and
languages have no great difficulty in agreeing on what is lawful, in
order to conduct business with each other. (B.L. Benson, RC Ellickson).
If
the state abandons the principle that the law should be general and
uniform, and instead concocts a vast multitude of special particular
rules, treating one category of person very differently from another, so
that one type of property can be seized in one circumstance, and
another kind in another circumstance, so that a particular category of
person is given a monopoly privilege of some category of business, such
as taxi driving and others are excluded or have to work for the
privileged and hand over the bulk of their takings to them, then in that
case, in the case where generality and uniformity are abandoned, then
indeed there can be no agreement – not because men do not know what is
just, but because such rules are unjust. When the rules are very
particular and non uniform, then the particular groups harmed or
benefited by particular rules will come into severe conflict, and this
will make it necessary for the state to intervene and supervise in a
multitude of matters that should be private matters between one man and
another. It will become necessary for the state to take over and
supervise civil society in detail.
The
more a government violates the principles of uniformity and generality
of the law, the more arbitrary and complex its laws become, then the
more it comes to resemble an absolutist government, and the more it
suffers from problems for which political absolutism appears to be the
solution.
Every
so often, a ruler such as King James II or Adolf Hitler, attempts to
put the theories of the absolutists into effect. The theories and
doctrines are immediately seen by their true face, and everyone utterly
abhors them.
The
absolutists then concoct a new name, and dress their doctrines in new
plumage so that they sound like the normal actions of the state to
sustain the rule of law, rather than what they truly are, the use of
violence by the state to crush the rule of law.
Regardless
of the name, and regardless of the rhetorical flourishes used to make
the doctrine sound different from what it is, their doctrine remains the
same: that justice is whatever courts do, that any law whatsoever is
lawful, that right and wrong is what the law says it is and the law is
whatever the nation says it is. This is the doctrine of absolutism, and
anyone who advocates this doctrine is an absolutist, no matter how many
names he thinks up for himself. Because these ideas acquired a bad odor
in the seventeenth century, people are always finding new and different
ways to express these ideas, so that they sound different, whilst
remaining the same, but each new form of expression again acquires a bad
odor when some ruler puts it into action.
The
doctrine called relativism is the same as seventeenth century
absolutism, but the rhetoric that the “relativists” used to defend it
sounds superficially like the rhetoric used by the opponents of
absolutism, just as the name sounds as if they are opponents of
absolutism. In particular, the “relativists” aped John Locke’s Letter
concerning Toleration, but where Lock was arguing for the liberty of the
citizen, the “relativists” used similar sounding language to argue for
the license of nations. The “relativists” opposed Locke, while draping
themselves in Lockean symbols.
In
the same way the “Post Modernists” use a name that claims that their
doctrine is entirely new and unconnected with what went before, and they
claim that to examine modern doctrines and compare them to medieval
doctrines is a foolish waste of time (“Studying dead white males”), and
that one should not compare the current doctrines of “Post Modernists”
with the earlier doctrines, even earlier doctrines preached by the same
people. When they defend their two thousand year old positions with
three hundred old arguments, they liberally decorate their arguments
with meaningless and irrelevant references to the latest fashions and
newest music stars, so as to give the sound and appearance that these
doctrines and arguments are brand new, and absolutely unconnected to
earlier doctrines.
The
absolutists/ romantics/ relativists/ post modernists continually change
their name and plumage in a vain effort to escape their past, but the
stink of piles rotting dead lingers on them.
The
utilitarians have a more plausible and attractive appearance. They say
that any act of force and coercion by the state is proper and lawful if
it aims for the greatest good of the greatest number. Sounds pleasant
and reasonable, does it not? Such a doctrine would be sound if the world
were not what it is. and we were not as we are. It would be a fine
doctrine if humans were intelligent bees instead of intelligent apes,
but we are not, and it is not.
It
is not sensible to ask: How shall “we” act to maximize “our” happiness?
This is a nonsense question because individual desires necessarily
conflict. The sensible question is: Given that individual desires
conflict, how can we avoid too much violence? We can keep the peace
collectively. It is impossible to pursue happiness collectively
Utilitarianism
has two serious problems, problems that most utilitarians regard as
advantages. The idea of the greatest good for the greatest number
implies that someone should be in charge, with the authority and duty to
sacrifice any one persons property, liberty, and life, for the greater
good. It also assumes that a persons good is knowable, and that other
people can judge this good for him, make decisions on his behalf, and
balance that good with other peoples good. Since any one person is
expendable, then there can be no such thing as human rights, as Bentham
frankly argued. Clearly the doctrine of the greatest good is going to be
highly attractive to those intellectuals who envisage themselves as
being in charge of deciding what is good for other people, deciding
whose property shall be confiscated for the greater good, who shall be
imprisoned for the greater good, or for his own good.
Many
people have attempted to construct utilitarian arguments for limiting
the authority of the state, most notably John Stuart Mill, but their
arguments are always feeble, implausible, strained, and forced. It is
even difficult to make a convincing utilitarian argument that rape is
unlawful. Feminist utilitarians who attempt to construct utilitarian
arguments against rape have been forced to make unreasonable assumptions
about males and male sexuality. The “rights” deduced by these
convoluted, elaborate, and unconvincing rationalizations are not rights
at all, but are akin to what some utilitarians call “positive rights”.
Utilitarian
critics of socialism find themselves arguing that socialism leads to
slower economic growth, when it is clear that in their hearts what they
want to argue is that socialism leads to slavery and lawless violence by
the state, but they cannot express the thought within a utilitarian
framework, because slavery and lawless state violence are meaningless
concepts within utilitarianism.
Utilitarianism
contains false implicit assumptions about the nature of man and the
nature of society, and these false assumptions lead utilitarians to the
absurd conclusion that a good government should create and enforce a
form of society that in practice requires extreme coercion and intrusive
supervision by a vast and lawless bureaucracy, leading to events and
consequences very different to those intended.
What
utilitarians mean by society is the exact opposite of “civil society”.
Utilitarians continually use phrases like: “Society wants …”, “Society
creates this rule in order to …” Utilitarians imagine, consciously or
subconsciously that society exists as reified entity, a supreme being
capable of itself having desires, ends, and means, capable of
consciously planning specific measures to achieve specific desired
goals.
This
single entity is above the selfish individualism of ordinary mortals,
and so rightfully possesses the limitless right to use force and
coercion. They imagine that this being would welcome the enforcement of
the rules that it commands. If this divine being existed, then
utilitarianism would make sense, but there is no such entity.
Actual
individual people need no rules to force them to pursue their own ends,
and when rules are enforced on them, violating their rights for the
sake someone else’s ends, they invariably surprise the utilitarians by
vigorously resisting such rules, thus a state that bases its legitimacy
and cohesion on utilitarian principles rather than on natural rights and
the rule of law, requires a very high level of violence and coercion,
violence that tends to constantly increase and become more severe.
The
greater good is unknowable because “Society” is not a conscious entity
capable of experiencing that good. Attempts to create a simulation of
this deity, using elections and like methods, have been seriously
unsuccessful. The state tends to behave remarkably as if it was simply a
group of mere mortals, men with their own urgent needs and desires,
fallible, weak, and prone to evil, pursuing their own personal goods, no
different from any other organization.
Plainly
therefore the state is just another group of people, and must
rightfully be subject to the same law as any other person or group of
people. It has no superior right to use force to achieve its goals, and
if you grant it such a right, it will in the end result in the loss of
your property and in slavery.
“Society”
does not exist, rights do exist, not as arbitrary fiats of the state as
the utilitarians claim, but inherently as a result of the nature of
man. No conflict exists between civil order and individual rights. Both
concepts are based on the same fundamental principles.
The
real issue is not “what is the nature of good” as utilitarians pretend.
The real issue is: Are rights a discovery by individuals that enable
them to get along peaceably with other individuals, or are they a
creation of a supreme being such as a reified society or reified state,
that imposes peace on a vicious multitude with no inherent knowledge of
good and evil, thus forcing on them the peace that slaves of a common
master possess.
Today
instead of frankly arguing that human rights are nonsense, as Bentham
did, modern utilitarians use elaborate euphemisms, such as “positive
rights” and “positive freedom”. No two people seem to mean the same
thing when they make distinction between positive and negative rights
and liberties, and their meanings seem to change rapidly from one
paragraph to the next. The effect of this supposed distinction is always
to destroy the meaning of “liberty” and “right”, and usually to
legitimize as slavery as liberty. This supposed concept is mere fog.
Often
a “positive right” is in practice the precise opposite of a right. A
“negative right” is the right to be left alone, for example “An
Englishman’s home is his castle”, “freedom of speech”. A “positive
right” is usually a government guarantee that it will supervise, direct,
and control you for your own good, for example the “right to
employment”, of which Marxists are so fond. (Or used to be fond back in
the days when Marxists existed outside American universities.) You will
notice that the “right to employment” enjoyed by the workers on Cuban
sugar plantations is in practice very similar to the “right to
employment” that they enjoyed when they were slaves on those
plantations. If they run away from the employment that the benevolent
state has so kindly assigned to them, they will be hunted down, and, if
captured, returned, beaten, and set to work again. In the same way the
“right to employment” enjoyed by the workers on Russian collective farms
was very similar to the “right to employment” that they enjoyed on
these farms when they were serfs. Of course these modern slaves also
have the “right” to a guaranteed fair wage, and so forth. Unfortunately
they are not guaranteed that there will be anything in the shops for
them to buy with their guaranteed fair wages. Indeed in rural areas they
are not guaranteed there will be any shops at all. They are not
permitted to go to the shops that the elite goes to, and they are not
permitted to travel any significant distance from their place of
employment, rendering their “salaries” utterly meaningless. “Positive
rights” ape the forms of a free society, without the substance.
Since
the fall of communism we have heard less talk about positive rights and
positive freedoms. A right is only a right if, as with the rights to
life, liberty, and property, you can rightfully use necessary and
sufficient force to defend yourself against those who interfere with
your exercise of that right. A right is no right at all if it is granted
to you by the benevolence of your masters.
Authoritarian
utilitarians started by trying to transform the meaning of “good”, and
they have continued to try, with some success, to change the meaning of
words so as to make it impossible to express thoughts that question the
legitimacy and authority of the state. They have partially succeeded
with “law”, They are having some success with the word “right”. Thus in
America civil rights now means almost the opposite of natural right. For
example being for “gay rights” now means that you are opposed to
freedom of association. Being in favor of freedom of association is now
understood to mean that you are against the right of privacy. It is
difficult to express the idea that the state should neither force people
to accept homosexuality, nor use force to suppress homosexuality. It is
now difficult to express the idea that sexuality is not the proper
business of the state, that force and violence is the proper business of
the state, not sin or social exclusion. This perversion of the word
“rights” makes everything the business of the state, directly contrary
to the normal meaning of “right”. Some people today find it very
difficult to comprehend the meaning of the ninth amendment, because the
language has been so perverted as to make such subversive ideas
inexpressible.
The
utilitarians have constructed an artificial language in which it is
impossible to express such concepts “the rule of law”, “natural rights”,
or any idea or fact that would reject the limitless, absolute, lawless
and capricious power of the state, and they seek to impose that language
on the world.
Utilitarians
usually argue in the same way that Marxists and behaviorists argue.
They translate any statement you make into utilitarian speak, and then
state their translation: “What you are really saying is…”. Since
utilitarian speak is incapable of expressing any statement that would
contradict the limitless and absolute power of the state, your
statements are turned into nonsense, and they then contemptuously point
out that what you are saying is nonsense.
How
could one express in utilitarian speak the idea that the condemnation
orders issued by the government against home owners in Dade county
September 1992 were unlawful, that the home owners had the right and the
duty to resist attempts to evict them with all force necessary, that
their effective and successful resistance was lawful regardless of what
pieces of paper the government manufactured? If I attempted to say this
in utilitarian speak I would end up saying that the government had not
done its paper work correctly, or that government reallocation of land
would be suboptimal!
When
a utilitarian attempts to speak about such matters he wants to claim
that the government broke its own “rule based procedures for property
allocation” (rule based utilitarianism), in order to conceal from
himself his own intuitive knowledge that the government acted lawlessly.
His rationalization is plainly false: The governments actions were a
result of consistently applying the governments utilitarian rules on
substandard housing. The hurricane had made everyone’s housing
substandard. The government obeyed their own unlawful rules, violating
the rights of their subjects. The violent wrath of their subjects was so
great, that the government back tracked and chose to respect the
property rights of their subjects, in violation of their own “rule based
procedures for property allocation.”
Those
of us who seek to protect and restore freedom must avoid using the
words our enemies seek to impose on us. The only way to escape from this
trap is to use the language of natural law, the language with which a
free society was envisioned and created, the words for which so many
people killed and died. If we submit to using words that prevent us from
expressing the thought of limits to government power and authority,
then there will be no limits to government power and authority.
Words
carry with them systems of ideas. The only system of ideas capable of
repudiating limitless and absolute state power is natural law. It is
impossible to speak about limits to the power and authority of the state
except in the language with which such ideas were originally expressed.
No other language is available.
If
someone rejects the language of natural law, refuses to use such words,
pretends not to comprehend them, and rejects them as meaningless, then
he is not interested in using words as a medium of communication. He is
merely using them as a method of control. It is pointless to attempt to
communicate with such a person.
It
most doubtful that other peoples good is knowable in principle. It
certainly is not knowable in practice. In practice, whenever any
organization makes a serious attempt to ascertain the greater good it is
submerged in a flood of paperwork, and to defend itself against this
flood of paper it strangles everything it touches in red tape. It
unavoidably finds itself imposing, by increasingly lawless violence, a
procrustean and arbitrary concept of the good. If I take a slight detour
on my way to work I go through rent controlled East Palo Alto, where I
can watch my tax dollars at play, and observe this destructive process
in operation.
The
most dramatic and devastating demonstration of the difficulty of
knowing the greater good, and the most famous and best known, was of
course the attempt of the Cambodian government to increase the rice
harvest by central direction of irrigation. This led to irrigation
ditches being dug in nice neat straight lines without regard to small
scale topography, with the result that they failed to transport water,
it led to wetland rice being planted on land that remained dry, dry land
rice being planted on land that became submerged, and so on and so
forth. The peasants, foreseeing death by starvation if they continued to
pursue the greater good, selfishly sought to pursue their own
individual good, contrary to the decrees of their masters. Their masters
imagined themselves to be responsible for feeding the peasants, so they
were reluctantly forced to use ever more savage terror and torture to
force the starving peasants to pursue the greater good. For the sake of
the greater good, the peasants were forced to watch their starving
children murdered, for the sake of the greater good they were forced to
maim and break those they loved with crude agricultural implements, for
the sake of the greater good they were brutally and savagely tortured,
for the sake of the greater good they died horrible and degrading deaths
in vast numbers, all for the greatest good of the greatest number.
Similar,
though less extreme, events have occurred throughout the vast majority
of the third world. Cambodia was merely the most monstrous of these of
these events, but there have been many others, smaller in scale but
equal in horror and depravity. In countries where people live close to
hunger, most of the third world, state intervention to improve people
lives has invariably resulted in mass starvation, these catastrophes
being most photogenic in Africa. This mass starvation has often resulted
in resistance the these benefits and improvements, which has resulted
in extraordinarily brutal terror and torture, to extort continued
submission to government aid. Especially entertaining is the suffering
of the unfortunate recipients of government to government aid. One
notable example is the World Bank resettlement program in Ethiopia,
where hundreds of thousands of people who failed to appreciate the
generous aid their Marxist government provided them were resettled in
extermination camps built by the World Bank, and shipped to those camps
in cattle trucks supplied by the World Bank (Bandow, Bovard, Keyes).
Another amusing example of your taxes at work providing the greatest
good for the greatest number was the World Bank’s Akosombo dam project
(Bovard, Lappe 35 37). Most attempts to determine the greatest good for
the greatest number have had similar outcomes, it is just that in
affluent societies the consequences are less flagrant, less brutally
obvious. In a poor society an attempt to provide the greatest good for
the greatest number usually results in starvation, death, torture, and
maiming. In an affluent society it merely produces poverty, fatherless
children, homelessness, street crime, and discreet police violence.
Stalin
tried simple utilitarianism until 1921, meta rule based utilitarianism
from 1921 to 1928 and rule based utilitarianism from 1928 onwards. The
problem was not errors specific to Marxism, as non Marxist socialists
argue. Nor was it errors specific to socialism, as non socialist
utilitarians argue. The problem was the basic assumption that the state
could pursue good ends by force and coercion. In the social fabric,
means are ends.
In
order to argue that Stalin’s analysis of utility was incorrect,
utilitarians find themselves rationalizing that the Soviet Union failed
because of economic errors. But this is plainly false. The Soviet Union
did not lose cohesion because of economic errors. Loss of cohesion came
first, economic problems came later. It suffered economic stagnation as a
result of loss of social cohesion.
Mises
criticism of the difficulty of economic calculation under socialism is
true but irrelevant. No doubt the central plan was full of defects, but
the Soviet economy did fine despite the central plan. The economy only
began to falter when government organizations started raiding each
other. Armed raids by one government agency to seize stuff under the
control of another government agency became commonplace, rendering the
plan irrelevant.
Mises
theory of human action is correct, but the important thing is not to
apply it merely to allocation of resources, as Mises did, but to
questions of good and evil, lawful and unlawful, as Hayek did. Knowledge
of the rights of man is more important than knowledge of what area
should be planted with cabbages.
Whether
a government consciously intends to destroy free enterprise or not,
free enterprise cannot survive the destruction of the rule of law by the
state, as Hayek pointed out. The rule of law is not merely a matter of
the government applying its own rules in a consistent manner to all its
subjects, as Stalin did in the great terror. The rule of law is not rule
based utilitarianism, it is fundamentally incompatible with any form of
utilitarianism. The concept of the rule of law is inexpressible in
utilitarian speak, and is meaningless within the utilitarian philosophy.
Even
if it were possible in principle to determine the good of others, and
impose that good on them by force, history shows us that it is not
practical. When one considers utilitarianism in real life, it necessary
to laugh, so as to avoid weeping.
Whereas
the absolutists produce mere hills of corpses, and then hygienically
process the hills into useful products like soap and lampshades, the
utilitarians produce them in mountains, but the utilitarians shake the
stench more easily, blandly professing their good intentions and
casually waving away the tens of millions of murdered women and
children.
Whenever
the ugly ideas of the absolutists are put into practice the absolutists
change their name and rhetoric, from absolutist to romantic to
relativist to post modernist, Whenever the pleasant and attractive ideas
of the utilitarians are put into practice, the utilitarians shrug their
shoulders and say, “but that is not what we intended, it was all a
mistake, Stalin’s analysis of utility was faulty. If our ideas were put
into action properly all would be well,” claiming that professed good
intentions outweigh any number of foul deeds. By their fruit you will
know them. Since the Cambodian irrigation project and the World Bank
African assistance program the utilitarians have been unable to shake
the stink quite so easily, and some utilitarian factions are now trying
out new names. The phrase “the greater good” is at last starting to
sound like a polite euphemism for lawless state violence. People are
becoming embarrassed to use it, whereas a decade or so ago there was no
such embarrassment.
Prediction
Prediction
In
the west, for the last four hundred years, society been shaped by
ideas, with a lag of roughly one human lifetime between the idea and the
social order. Today statism continues to grow at an ever accelerating
rate, but the rationalizations that justified statism are no longer
believed. The professors can fail students who disagree with them, but
they can no longer convince. One can now endorse facts that tend to
support natural law in a university without facing physical danger,
which was not the case ten years ago. E.O. Wilson was physically
attacked because his work could imply that some social orders were
natural and some unnatural. Tooby and Cosmides were not attacked. The
professors still summon the mob to attack the unbelievers, but the mob
no longer comes.
Tooby
and Cosmides do not put their politics in their science, for good
politics does not make good science, but they do put their science in
their politics, for good science does make good politics. They have
campaigned for most of the things that Wilson was falsely accused of
campaigning for.
The
state commands and spends ever more wealth, intrudes into our lives in
ways that are ever more intimate and detailed, exercises ever greater
power, backed by ever more severe punishments, often for deeds that it
only declared illegal a few years ago, while at the same time the states
capacity to coerce, to collect taxes, and to generate legitimacy
continues to decline at an ever accelerating rate. Ever fewer people
listen to political speeches, or feel identification with the winning
party. People are less inclined to imagine that voting can make any
difference, less inclined to believe that legislation or courts possess
moral authority. Both trends are driven by simple and powerful forces
that are easy to understand. Numerous books, both serious (public choice
theory) and humorous, and even a television series (“Yes Minister”)
have explained these forces and why they are unstoppable. These two
trends will inevitably collide in the not very distant future, are
already beginning to collide. The states every increasing use of lawless
coercion will collide, is already colliding, with its ever decreasing
capacity to coerce. Dade County, the citizens militia in the L.A. riots,
the tax revolt in Italy, all foreshadow the coming collision. The
citizens of California noticed that the only Koreans who were murdered
in the L.A. riots were unarmed. There were no casualties amongst those
Koreans who defended their property with gunfire. Gun sales have risen
accordingly.
This
collision will recreate, over several decades, a situation where there
is plurality of force. Free societies have only arisen where there is
plurality of force. Of course plurality of force does not guarantee a
free society. It merely makes it possible. Social collapse is also
possible. During the coming crisis we must keep our eyes fixed on the
simple ancient truths of natural rights and natural law. We must
discriminate between those who use force lawfully and those who use
force unlawfully, and must act accordingly, we must discriminate between
those who deal honorably and those who deal dishonorably, and must act
accordingly. If we do that then we will have a functioning civil
society.
The
Greeks, in their war with the Persians, demonstrated that the true
unity that comes from common adherence to the rule of law is more
powerful than the appearance of unity that comes from common submission
to centralized authority.
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